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Job Info
Position : Senior Associate/ Assistant Vice President, Listing Policy & Product Admission
Business / Support Unit : Reg Co
Function : Listing Policy & Product Admission
Reference No. : 2018/2510
Job Description

Key Accountabilities

Reporting to Head, Listing Policy & Product Admission, this position is responsible for :

  • Reviewing and analysing listing rules and policies changes as well as processing securities product listing applications.
  • Reviews proposals for changes to listing rules to align with global developments tailored to the Singapore market.
  • Exercise strong initiative and good judgement when processing and prioritising applications within the requisite KPI timelines.
  • Investigate potential breaches of listing rules by securities product issuers. Following up with enforcement and disciplinary actions where breaches have occurred.
  • Able to communicate effectively and confidently with external and internal stakeholders.


Position Deliverables

  • Ensure consistent, transparent, balanced and effective listing rules and policies which will instil confidence in market and issuers. Build up the quality of market and relationships with stakeholders.
  • Resourceful and offer solutions to complex issues and appreciate different perspectives and interests of stakeholders.
  • Exercise initiative and work under minimal supervision
  • Build effective relationships with internal and external stakeholders.
  • Understand and analyse different complex product structures such as bonds, (e.g. asset-backed securities, loan participation notes), ETFs and structured products that are to be listed. Prior experience in debt capital markets would be an advantage.
  • Strong analytical ability and good research skills to review listing rules and policies. Prior experience in capital markets preferred.
  • Intellectual curiosity on emerging industry trends, tenacity to cope with dynamism of changes in capital markets and creativity to offer innovative solutions. 
  • Able to effectively convey and communicate (both verbal and written) decisions and information clearly and accurately.
  • Possess a sound knowledge of listing rules and policies of different markets, competent understanding of capital market products and practices, and strong analytical skills in analysing changes to listing rules and policies.





Job Requirements
  • A good degree in Law, Finance or Economics, with at least 2 years’ experience in financial regulations pertaining to broker-dealer oversight, capital markets, clearing houses or corporate governance.
  • Sharp, meticulous and accurate in reviewing and processing information
  • Able to effectively convey and communicate decisions and information clearly and accurately (both verbal and written)
  • Team player with ability to work independently as required.
  • Candidates with an international, multicultural and cross-disciplinary mindset are preferred.